Results 1 to 2 of 2
  1. 01-09-2017, 08:03 AM #1
    lawfacts
    lawfacts is offline Senior Member
    Join Date
    Sep 2016
    Posts
    13,916

    Default What Are the Laws for Selling Stocks Over the Phone

    Are there any laws on the books for selling stocks over the phone that apply in New York?
  2. 01-09-2017, 08:20 AM #2
    Mr. Knowitall
    Mr. Knowitall is offline Senior Member
    Join Date
    Sep 2005
    Location
    Behind a Desk
    Posts
    98,846

    Default Re: What Are the Laws for Selling Stocks Over the Phone

    There are many, many laws and regulations that apply to the sale of stocks, bonds and other securities, both state and federal. It's not a business you can casually enter.
    1. Sponsored Links
       
« Previous Thread | Next Thread »

Similar Threads

  1. Fraud: Selling a Cell Phone on eBay That May Have Been Stolen
    By ufasuperstorm in forum Criminal Charges
    Replies: 5
    Last Post: 05-30-2013, 02:35 PM
  2. Theft and Larceny: Cheated When Selling a Smart Phone
    By NancySmith456 in forum Criminal Charges
    Replies: 2
    Last Post: 02-28-2013, 08:03 AM
  3. Juvenile Court: Minor Caught Selling Drugs, Illegal Content on Smart Phone
    By mark123456 in forum Juvenile Law
    Replies: 9
    Last Post: 01-17-2013, 02:06 PM
  4. Harassment: Phone Harassment Laws
    By Psb in forum Criminal Charges
    Replies: 7
    Last Post: 10-19-2012, 12:04 PM
  5. Sex Offenses: Phone Sex with Minor Laws
    By Lawsavvy in forum Criminal Charges
    Replies: 3
    Last Post: 06-29-2010, 05:40 PM
 
 
Sponsored Links

Legal Help, Information and Resources