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  1. #1
    Join Date
    Sep 2016
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    13,916

    Default What Are the Laws for Selling Stocks Over the Phone

    Are there any laws on the books for selling stocks over the phone that apply in New York?

  2. #2
    Join Date
    Sep 2005
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    Behind a Desk
    Posts
    98,846

    Default Re: What Are the Laws for Selling Stocks Over the Phone

    There are many, many laws and regulations that apply to the sale of stocks, bonds and other securities, both state and federal. It's not a business you can casually enter.

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