My question involves labor and employment law for the state of: FL
Am I able to apply directly to FINRA for review of my background? I had advanced in the interview/selection process with an insurance and investment firm.
I provided my background. I had a felony arrest for uttering a forged instrument back in 1994. Long story short, charges were dropped by the victim, however, the DA had the evidence and elected to proceed with criminal charges. I was given 3 years informal probation. Full restitution was made within 10 days of the arrest, and the judge allowed my record to be expunged and this was granted in 1999.
The prospective employer decided to take a pass on me. I am wondering if I can persue FINRA to review and determine if I am ineligble and if I am ineligible are there any remedies available to me so that I can overcome the past mistake.