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Securities Experts - Regulation

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W. McGinnis Advisors, LLC
Experienced investment analyst and portfolio manager with a background in investment banking and accounting.
Locations: WI
Areas Served: Unlimited
MCS Associates
Expert witness services specifically focused in the banking, finance, insurance, real estate and securities industries and related areas.
Locations: CA
Areas Served: United States
B/D Solutions Consulting
Providing expert testimony on a wide range of compliance, operations and technology concerns within the brokerage industry.
Locations: GA
Areas Served: United States
Max Isaacman
Expert Witness providing consulation, deposition, and trial testimony in cases involving stock broker activity, investment functions.
Locations: CA
Areas Served: United States
Giandomenico (John) Rende & Associates
Expert witness with over thirty-five years of experience.
Locations: CA
Areas Served: CA
Edward C. Fisch
Expert witness and case preperation services.
Locations: CA
Areas Served: AZ, CA, NV, OR,WA
Financial Registrations, Inc.
Securities registration and compliance regulation consulting services to broker, dealers and investment advisers.
Locations: CA,TX
Areas Served: United States
Brokerage Consulting Services
Serving broker-dealers as an expert witness.
Locations: IL
Areas Served: United States
John J. Duval, Sr
Group of retired Merrill Lynch attorneys and line managers offering a complete landscape of the securities industry.
Locations: NY
Areas Served: United States
Gary Goodenow
Expert on the federal securities laws and their enforcement.
Locations: FL
Areas Served: FL
Financial Education Network Development
Securities arbitration expert witness, consultant and advocate.
Locations: CA
Areas Served: CA
Barry M. Levine
Analysis of fraud at brokerage firms.
Locations: NY
Areas Served: NY

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