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Securities Experts - Audits

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Brokerage Consulting Services
Serving broker-dealers as an expert witness.
Locations: IL
Areas Served: United States
Global Investment & Risk Advisors, LLC
Expertise in auditing valuation and risk management of complex derivative instruments, including structured products in all asset classes.
Locations: FL
Areas Served: United States
John J. Duval, Sr
Group of retired Merrill Lynch attorneys and line managers offering a complete landscape of the securities industry.
Locations: NY
Areas Served: United States
MCS Associates
Expert witness services specifically focused in the banking, finance, insurance, real estate and securities industries and related areas.
Locations: CA
Areas Served: United States
Financial Registrations, Inc.
Securities registration and compliance regulation consulting services to broker, dealers and investment advisers.
Locations: CA,TX
Areas Served: United States
B/D Solutions Consulting
Providing expert testimony on a wide range of compliance, operations and technology concerns within the brokerage industry.
Locations: GA
Areas Served: United States
Barry M. Levine
Analysis of fraud at brokerage firms.
Locations: NY
Areas Served: NY

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